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Afxentiadis, D E (2010) Interpreting a major event organization's efforts to reliably manage information security risks: the case of the Athens 2004 Olympics, Unpublished PhD Thesis, , London School of Economics and Political Science (University of London).

Al-Musleh, A M (2011) Development of a framework for total quality management principles in the construction companies with special reference to the construction companies in the state of Qatar, Unpublished PhD Thesis, School of Engineering and Material Sciences, Queen Mary, University of London.

Al-Sinan, M A (2004) TQM and the construction industry: Saudi Arabia: a case study, Unpublished PhD Thesis, School of Mathematics, Computer Science & Engineering, City, University of London.

Al-Zarooni, S (1997) Developing the construction industry in the United Arab Emirates with special reference to Abu Dhabi, Unpublished PhD Thesis, , University of London, University College London.

Alnaggar, A M M M (2022) Digital transformation in asset management organisations: towards a data driven approach for life cycle asset management, Unpublished PhD Thesis, , University College London (University of London).

Antonopoulou, S (1987) The building industry in Greece: its role in the post-war Greek economy, Unpublished PhD Thesis, , University College London (University of London).

Apostolopoulos, C (2015) Risk assessment for change management within project management: a hierarchical model process approach, Unpublished PhD Thesis, , City, University of London.

Arvanitis, D (2017) Collaboration and contract management in the context of offshore oil and gas contracts: an English law analysis, Unpublished PhD Thesis, The City Law School, City, University of London.

Atkinson, A R (2000) The management of error in construction projects, Unpublished PhD Thesis, , University of London, University College London.

Baik, A H (2017) Heritage Building Information Modelling (HBIM) as a model of UNESCO's World Heritage Nomination File, Unpublished PhD Thesis, , University College London (University of London).

Ball, M (1988) Economic change in the British construction industry, Unpublished PhD Thesis, Department of Economics, Birkbeck, University of London.

Baltazar dos Santos, A P (2009) Cyberarchitecture: the virtualisation of architecture beyond representation towards interactivity, Unpublished PhD Thesis, , University College London (University of London).

Barros de Oliveira, N R (2013) A theory of coordination voids in dynamic inter-organisational relationships: a study of social housing projects in England, Unpublished PhD Thesis, Department of Management, London School of Economics and Political Science (University of London).

Beech, N (2012) Constructing everyday life: an architectural history of the South Bank in production, 1948-1951, Unpublished PhD Thesis, , University College London (University of London).

Behar, C B (2016) A socio-technical perspective of ventilation practices in UK social housing with whole house ventilation systems: design, everyday life and change, Unpublished PhD Thesis, , University College London (University of London).

Bouwer, K A (2016) Building disappointment: the limits and potential of tort liability for energy efficiency problems in domestic buildings, Unpublished PhD Thesis, , University College London (University of London).

Bowers, R (2019) Gendered economies of extraction: seeking permanence amidst the rubble of Bengaluru's construction industry, Unpublished PhD Thesis, Department of Anthropology, London School of Economics and Political Science (University of London).

Boyes, G (2021) Towards BIM/GIS interoperability: a theoretical framework and practical generation of spaces to support infrastructure Asset Management, Unpublished PhD Thesis, , University College London (University of London).

Burman, E (2016) Assessing the operational performance of educational buildings against design expectations: a case study approach, Unpublished PhD Thesis, , University College London (University of London).

  • Type: Thesis
  • Keywords: acoustics; building design; building performance; building procurement; building regulation; building stock; climate change; documentation; education; energy consumption; occupancy; performance evaluation; policy; refurbishment; schools; human behaviour;
  • ISBN/ISSN:
  • URL: https://discovery.ucl.ac.uk/id/eprint/1482161/
  • Abstract:
    Overwhelming evidence shows the average global temperature is rising and climate change is happening. The severity of the potential consequences and the significance of early action to limit environmental damage have led to urgent calls for a concerted action from governments across the globe to adopt appropriate policies for climate change mitigation and adaptation. Energy consumption of buildings accounts for around 40% of total final energy use of the EU Member States and contributes to the anthropogenic COâ‚‚ emissions that cause climate change. Therefore, improving energy efficiency of new and existing building stock is an indispensable component of climate change policy in the EU. The urge for reducing energy consumption is also driven by other factors such as energy security and fuel poverty. The European Union has set out an ambitious target for 2050 to reduce its Greenhouse Gas (GHG) emissions by 80-95% below 1990 levels. There are also interim targets for 2020 for 20% cut in GHG emissions from 1990 levels, and 20% improvement in energy efficiency over 1990 levels. The Energy Performance of Buildings Directive (EPBD) and its recast underpin most of the energy regulations implemented in the EU Member States to improve energy efficiency of the existing and new buildings. However, there are concerns about the effectiveness of the existing regulatory frameworks in achieving the energy saving targets set out both at the European and national levels. Building performance evaluations carried out on new buildings and major refurbishments often point to shortcomings in building procurement and failure to achieve the design targets. This shortfall in operational performance is called the performance gap. The performance gap may point to shortcomings in various performance metrics, but is often expressed as a shortfall in energy performance or carbon dioxide emissions associated with building energy use. To gain a better understanding of the nature of the performance gap and its root causes, this Engineering Doctorate programme adopted a case study approach to assess the operational performance of five educational buildings, constructed under the Building Schools for the Future (BSF) programme in England, against design expectations. It is suggested that educational buildings, broadly speaking, have similar activity and objective systems and therefore are suitable for comparative analysis. The building performance evaluation framework used for the case studies entails detailed review of operational energy performance against the industry benchmarks and energy performance calculations performed at design stages. Those aspects of the indoor environmental quality that are directly related to energy performance were also monitored and assessed to ensure energy efficiency measures do not compromise occupants’ comfort and well-being. These measurements were complemented by Building Use Studies to seek the feedback of schools’ staff about building performance and obtain a holistic view of performance in-use. Finally, a forensic review of design and as-built documentations along with the feedback received from building designers and contractors were used to identify the root causes for performance issues uncovered in the case studies. The findings show a marked reduction in fossil-thermal fuel use of most new-build schools against the benchmarks derived from the existing building stock thanks to improvements in building fabric and air tightness standards. However, electricity use of all case studies was significantly higher than benchmarks. Although ever-increasing use of ICT equipment in modern educational buildings can partly explain this surge in electricity use, significant improvement opportunities were identified for the control of building services. It was revealed that around half the electricity used in these buildings was consumed outside the core occupancy hours. The fossil-thermal fuel use of schools can also be further improved by using the existing zoning arrangements for heating systems to isolate the unoccupied spaces during out-of-hours and half-term operation. Assessment of the indoor environmental quality and building users’ feedback points to conflicts between various environmental strategies related to thermal comfort, ventilation, acoustics, and energy performance. These conflicts must be addressed to achieve the right balance between comfort and energy efficiency. Teachers expressed concerns about the effectiveness of open-plan learning resources specified for new schools. In addition to the pedagogical issues that may occur if teachers are not engaged in spatial planning of teaching spaces, the increasing tendency to open-plan design brings challenges for energy efficiency and building control that are not fully acknowledged during design and in operation. The outcomes of the regulatory energy performance calculations that are often used in the discourse about the performance gap cannot be directly used as yardsticks for performance in-use. This type of performance gap is called ‘the regulatory performance gap’ in this dissertation. It is demonstrated that, when these outcomes are adjusted to allow for equipment and miscellaneous non-regulated loads and are subject to the same carbon emission conversion factors used for operational ratings, they are close to the 10th or 25th percentile of the national building stock and can be used as good practice benchmarks for building performance that take into account key building characteristics such as shape, fabric and building services’ specification. However, these adjusted calculations cannot be used as baselines for energy performance as they are carried out under standardised operating conditions that do not necessarily represent real operation. It is recommended to move towards assessment of expected performance in-use following protocols such as CIBSE TM54 or ASHRAE 90.1 to have a better understanding of the extent of the performance gap. The performance gap determined by comparing the measured performance with the expected performance, often projected at design stages, is called ‘the static performance gap’ in this dissertation. While it is often more reliable than the regulatory performance gap, it is rooted in a static notion of building performance and does not take into account the longitudinal changes in building context. The performance gap that quantifies the effect of shortcomings in building design, construction and operation could be determined when the calculated and measured performance both represent actual operating conditions. This is called ‘the dynamic performance gap’ in this dissertation. The word ‘dynamic’ in this context means the computer model initially used to project building performance is updated to reflect the changes in building context. An appropriate measurement and verification framework is required to account for differences between modelled and actual operating conditions post-occupancy and separate the effect of human behaviour from technical issues that must be addressed to optimise operational performance. It is demonstrated how such a measurement and verification framework can work under the existing building regulations to define the energy performance gap with precision. This can help identify and address the performance gap in early stages of post-occupancy. The policy implications of this framework are explored. It is suggested that this framework can also facilitate the effective implementation of energy performance contracting which is supported by the new EU Directives, such as the Energy Efficiency Directive, and is a key step in narrowing the performance gap in new and existing buildings. Finally, this dissertation calls for measurement, verification and disclosure of performance data in the school estate, and more widely the public sector, to achieve better value for money. This may in turn also drive disclosure of performance data and further improvements in the private sector.

Champion, R (2005) Acceleration in construction and engineering contracts , Unpublished PhD Thesis, , University of London.

Chan, H-W E (2003) A study of contractual provisions relevant to disputes arising in international construction projects involving both european and East asian cultural factors, Unpublished PhD Thesis, , King's College London (University of London).

Cho, Y (2000) The Korean housebuilding industry: aspects of growth, efficiency and diversification, 1980-1995, Unpublished PhD Thesis, Department of Economics, London School of Economics and Political Science (University of London).

Choy, N Y C (2016) The construction of urban design values in volume housing production, Unpublished PhD Thesis, , King's College London (University of London).

Eaglestone, F N (1993) An improved method of requesting insurance under UK construction contracts, Unpublished PhD Thesis, , City, University of London.

Eccles, T S (2009) The English building industry in late modernity: an empirical investigation of the definition, construction and meaning of profession, Unpublished PhD Thesis, Department of Economics, London School of Economics and Political Science (University of London).

Fang, Z (2022) Machine learning integrated portfolio-based strategic building asset management, Unpublished PhD Thesis, , University College London (University of London).

Few, J F M (2021) Ventilation in occupied homes: measurement, performance and sociotechnical perspectives, Unpublished PhD Thesis, , University College London (University of London).

Filho, Antonio Juca (1995) Technological change and informal housebuilding in Brazil, Unpublished PhD Thesis, , University of London, University College London.

Hesse, A D (1991) The management of risks in the procurement of very large construction projects (Britain and New Commonwealth): Comparative change in procurement methods for very large construction projects, Unpublished PhD Thesis, , University College London (University of London).

Howard, R W (2021) Of incentive, bias, and behaviour: an empirical economic investigation into project delivery constructs influencing the adoption of building information modelling, Unpublished PhD Thesis, , University College London (University of London).

Husain, T (2023) Foreign investment and infrastructure financing: railways during the first age of globalisation, Unpublished PhD Thesis, , University College London (University of London).

Kadir Pakir, A H (2003) Integration: A study in the context of low cost housing projects in Malaysia with special reference to the state of penang, Unpublished PhD Thesis, , University College London (University of London).

Kamanda-Kabague, B M (1981) Application of mathematical model techniques to the planning and control of overhead costs in the construction industry, Unpublished PhD Thesis, School of Mathematics, Computer Science & Engineering, City, University of London.

Khodakarami, V (2009) Applying Bayesian networks to model uncertainty in project scheduling, Unpublished PhD Thesis, , Queen Mary, University of London.

Kurul, E (2003) Re-using listed buildings through conversion: A process mapping approach, Unpublished PhD Thesis, , University College London (University of London).

Lin, R F Y (2016) The comparative econometric analysis of property and construction markets in commercial and residential sectors for GB and its regions, Unpublished PhD Thesis, , University of London, University College London.

Maci, M (2010) Bid rigging in the EU public procurement markets, Unpublished PhD Thesis, School of Law (?), Queen Mary, University of London.

Meaker, T A (1994) The role of intervention in strategic change, Unpublished PhD Thesis, Department of Systems Science, City, University of London.

Mihov, M (2020) Making it fit: The role of institutional work in the transplantation of the anglo-saxon public-private partnership model to Germany, Unpublished PhD Thesis, , University of London, King's College.

Mimendi Cruz, J L (2021) Digital workflow for the design, construction and management of natural bamboo pole structures, Unpublished PhD Thesis, , University of London, University College London.

Morton, C N (1979) Collective bargaining in building and civil engineering: a case study of three major re-development protects in the City of London, Unpublished PhD Thesis, , London School of Economics and Political Science (University of London).

Murray, A (2018) Returns on public capital investment: Procurement, whole life cost and value in English schools and hospitals, from 1997-2012, Unpublished PhD Thesis, , University College London (University of London).

Naghshbandi, S N (2022) Technology capabilities for safe and resilient coordination of automated earthwork systems: a decentralized multi-agent system approach, Unpublished PhD Thesis, , University College London (University of London).

Nathan, K V S K (1994) Submission to ICSID in breach of the convention: disputes in international civil engineering contracts, Unpublished PhD Thesis, Faculty of Laws, Queen Mary, University of London.

Netto, A M (2001) Third party rights for latent defects in buildings, Unpublished PhD Thesis, , King's College London (University of London).

Orero, E (2019) Exploring options in infrastructure financing in Africa: steering of public private partnerships (PPPs) in Kenya, Unpublished PhD Thesis, , Royal Holloway, University of London.

Pocobelli, D P (2021) Heritage building information model (BIM) for scientific data, Unpublished PhD Thesis, , University College London (University of London).

Polson, D R (2020) Assessment of applications of optimisation to building design and energy modelling, Unpublished PhD Thesis, , University of London, University College London.

Presland, A J (2023) Picturing construction, constructing identities: the photographic archive of John Laing & Son Ltd, Unpublished PhD Thesis, , University College London (University of London).

Reeves, K (2003) The evolution of the Japanese construction business system and its major players, Unpublished PhD Thesis, , University of London, University College London.

Reichert, J (2005) Will change management master the challenge of introducing the Eurocodes to the UK?, Unpublished PhD Thesis, , University of London, University College London.

Rowe, A (1991) Self-help housing provision and capital accumulation in atlantic Canada, Unpublished PhD Thesis, , University of London, London School of Economics.

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Sanei, H (2016) Discipline breakdown structure: Bridging project management and systems engineering to form an integrated management system in multidisciplinary rail projects, Unpublished PhD Thesis, , University College London (University of London).

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Sassano, G (2022) Optimism bias and cost overruns: experimenting on the internal and external views in resources and time estimation, Unpublished PhD Thesis, , University College London (University of London).

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Song, Y (2022) Resilience bonds and the financing of resilient infrastructure, Unpublished PhD Thesis, , University College London (University of London).

Ssengooba, F P (2010) Performance-based contracting: a case study of non-profit hospitals in Uganda, Unpublished PhD Thesis, London School of Hygiene and Tropical Medecine, University of London.

Stephenson, J (2015) The organisation of work and wages in the London building trades in the long eighteenth century, Unpublished PhD Thesis, Department of Economic History, London School of Economics and Political Science (University of London).

Sugiyantoro (2021) Homebuyers' strategies for progressive residential infrastructure improvement in Bandung, Indonesia, Unpublished PhD Thesis, , University College London (University of London).

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Zhou, H (2021) Institution building, organisational restructuring and everyday negotiations in Uganda's roads sector, Unpublished PhD Thesis, , SOAS, University of London.